Beginning March 16, 2009, the SEC has required the Form D (REGDEX) and all amendments to be filed electronically. Click here to view more information about the change.

The Form D serves as the official notice required to be filed by companies, both public and private, and funds that have sold securities without registration under the Securities Act of 1933 in an offering based on a claim of exemption under Rule 504, 505 or 506 of Regulation D or Section 4(6) of that statute.

The notice must be filed within 15 days after the first sale of securities in the offering based on the exemption. For this purpose, the date of first sale is the date on which the first investor is irrevocably contractually committed to invest. If the due date falls on a Saturday, Sunday or holiday, it is moved to the next business day. Click here to view the official rule.

Colonial can assist you with your Form D filing now - $125

To file, complete and email the Form D template to edgar@colonialstock.com. Upon receipt we will send a proof for your review. If you are interested in filing the Form D yourself after filing with us, we can forward you an electronic template for future use. To learn more information about filing the Form D or to initiate your filing, please visit the SEC Online Forms website.

If you have any questions on this process or want to get started, please email edgar@colonialstock.com.