Blue Sky Compliance Services
Every state has its own securities laws—commonly known
as "Blue Sky Laws"—that are designed to protect investors
against fraudulent sales practices and activities. While these
laws can vary from state to state, most states laws typically
require companies making small offerings to register their securities before they can be sold in a particular state. The
laws also license brokerage firms, their brokers, and
investment adviser representatives.
Compliance with Blue Sky laws will enhance trading volume
and marketability. National broker dealer firms like Smith
Barney, Raymond James and Merrill Lynch will not trade in
securities that are not Blue Sky’d. All 50 states require annual
regulatory compliance, we can provide exemptions for nearly
75% and we can prepare documents to file in the states where
exemptions don’t apply.
Private Offerings: Regulation D filings,
Public Offerings: IPOs’s, Reg A’
Secondary Trading: Exemption research and states filing services
Fund Annual Maintenance: Annual Blue sky filings and updates
We would be pleased to provide you with a fee proposal for our services. Contact us toll-free at (877) 285-8605 or complete our Contact Us Form.
CST New Business Department
By Phone: (877) 285-8605
By Email: firstname.lastname@example.org