|
For more information or to get started on a corporate action, please contact us. Here is a list of some of the most common corporate actions that we process:
If your company is trading on a formal exchange such as NYSE, NYSE AMEX, or NASDAQ, you will need to notify your exchange of the corporate action. Listed below are some of the forms to be used when notifying your exchange:
NYSE AMEX: Listing of Additional Shares
NASDAQ: Notification: Substitution Listing Event
If your company is trading on an "Over-The-Counter" exchange, you will need to notify FINRA of the corporate action. Please refer to the following website for guidelines. FINRA Corporate Action Guidelines
DTC Elligibility Application
DTC Eligibility Application- used to make a new issue of securities DTC eligible.
DTC Operational Arrangements - useful information for an issuer to become and remain DTC eligible.
For DTC FAST/DRS (DWAC) applications contact us.
Stock Exchange Applications
Is your company interested in applying for an exchange listing? If so, please click below to learn more:
NASDAQ Stock Exchange
NYSE American Stock Exchange
National Stock Exchange
OTC Bulleting Board
Pink Sheets
|
