The Form 3 must be filed with the SEC within 10 days of the insider becoming affiliated with the company. An insider (affiliate) may be an officer, director, or a shareholder owning 10% or more of the company's outstanding shares.

The Form 4 must be filed with the SEC before the end of the second business day following the day on which a transaction resulting in a change in beneficial ownership of an insider has occurred. An insider (affiliate) may be an officer, director, or a shareholder owning 10% or more of the company's outstanding shares.

The Form 5 must be filed by any insiders who have transactions during the year that would be exempt from a Form 4 filing (typically gift transactions). This form must be filed with the SEC no later than 45 days after the company's fiscal year end. An insider (affiliate) may be an officer, director, or a shareholder owning 10% or more of the company's outstanding shares.

For specific questions regarding any of these rules please contact your attorney.

Colonial can assist you with your Form 3, 4, or 5 filing - $50

To file Forms 3, 4, and 5, please send in a completed Form 3, 4 or 5 Template via fax or email. Note the forms on our website are fillable to better assist you. Once the form is received we will send a proof for your review. Upon approval, we will file and send a confirmation to your email.

If you have any questions on this process or want to get started, please email edgar@colonialstock.com.