Cancellation and Issuance of Stock Certificates
Most items are received and
processed within 24 hours.
Corporate Actions
Our corporate team is able to process merger and acquisitions, stock splits, name changes, spinoffs and divestures, private placments, initial and secondary public offerings, warrant offerings and more.
Dividend Paying Services
Whether it be a stock or cash dividend, our firm is able to provide quality service to meet your company's needs. For a typical cash dividend, we issue checks to each shareholder on record, issue lost check replacements, send 1099's and provide reconciliation services.
EDGAR Services
Our Edgar filing services guarantee a turnaround time of 2-3 hours for the first proof depending on the size of the document. We are open after hours upon request.
Escrow Services
Whether it's a private
transaction between two
shareholders or a corporate
activity such as raising
capital, tender offers, or
odd-lot buybacks, Colonial can
assist you by providing the
security and privacy your
transaction requires.
FAST/DWAC Services
We are able to make your company FAST/DWAC eligible with our state of the art software.
Legal Services
We have access to several
securities attorneys who can provide
you with an expert opinion.
Lost Shareholder Maintenance
We track and search for lost
shareholders as defined in SEC
Rule 17AD-2.
Mailing Services (Complete)
We will help coordinate, print,
and mail shareholder letters,
news releases, and proxies.
Notice and Access
The new Notice and Access Rule, effective January 1, 2009, requires that a notice be sent to shareholders that explains how to view proxy materials on a secure web site. We provide a toll free number for shareholders to call, a secure viewing method of materials, an option to request materials by mail or email, and the features included in our proxy services.
Proxy Services and
Annual Meeting Assistance
We will handle the broker
search, printing, mailing, secure online voting, notice and access compliance, inspector of elections, proxy tabulations and reports for your
annual or special meetings.
Printing Services
We print stock certificates,
letterhead, business cards,
envelopes, shareholder letters,
proxy reports, etc. at discount
prices.
Reports
We provide shareholder
lists, percentage reports, book
entry lists, transfer reports,
control logs, mailing labels,
etc. We will also develop
customized reports to fit your
needs. We provide most
reports via fax, hardcopy, or
email in Excel, Word, or Acrobat
within minutes of your request.
We have also specially developed
an electronic shareholder
application, which is installed
on the client issuer's
computers, and allows the
company to review
shareholder information and
view or print various reports.
Upon written request from the
issuer, current shareholder data
is emailed to the company and
downloaded into the ESA program.
Updated data may be requested at
any time.
Shareholder Record
Maintenance
Colonial updates shareholder addresses,
answer shareholder questions,
and search for lost
shareholders.